Remarks at the 2010 NSCP National Meeting, November 1, 2010

NSCP Currents published a copy of the remarks made by Carlo di Florio at NSCP’s 2010 national meeting (held in November 2010).  Throughout his speech, Mr. di Florio focused on the SEC’s attempts to reinvent itself.  This includes a reform of its enforcement and examination procedures, raising its internal standards, and adopting rules to benefit investors.

Mr. di Florio also focused on specific changes to the SEC’s examination program (while mentioning the potential impact of Dodd-Frank and the “switch”), and the need for firms to develop strong internal controls.

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