Archive for March, 2017

DOL Fiduciary Rule Update (Delay Status)

Thursday, March 30th, 2017

The DOL Fiduciary Rule (the “Rule”) was scheduled to become effective on April 10, 2017.  Since the Trump administration took office, it has been difficult to follow all of the news about delays to the Rule.  Much of the confusion is a result of procedure required to delay a rule that has been approved.  Compliance Management members can find a summary update about the status of the Rule on RIAglass.

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Thursday, March 2nd, 2017

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