@BresslerLaw “hasn’t passed along the notice of withdrawals it has received to the other signatories in a timely manner”. Sharron Ash @HamburgerLaw speaks with @Mike_Thrasher @wealth_mgmt.

UBS is withdrawing from the Protocol for Broker Recruiting Agreement, making it the second wirehouse and original member of the arrangement to do so after Morgan Stanley withdrew from it in October. UBS did not comment on Bressler Amery Ross’ procedure for publicly sharing the notifications of withdrawals.

“Bressler hasn’t passed along the notice of withdrawals it has received to the other signatories in a timely manner. Worse, this cannot be overlooked as a mere omission,” Ash said in a statement. “Bressler affirmatively refused to disclose withdrawals upon receipt–first ignoring my requests, then after multiple emails and calls, denying my requests.” Ash also said in a statement last week that she learned on Nov. 13 that two additional brokerages had submitted withdrawal letters from the protocol agreement on Nov. 6 and Nov. 9, respectively. But she said the law firm should have notified her legal firm prior to Nov. 13, when Bressler Amery Ross releases its weekly report brokerages joining and leaving the agreement. Hamburger Law Firm helps financial advisors transition from one firm to another, often with a coordinated plan of action to bring clients along with them.

Read more here.

Comments are closed.

@BresslerLaw “hasn’t passed along the notice of withdrawals it has received to the other signatories in a timely manner”. Sharron Ash @HamburgerLaw speaks with @Mike_Thrasher @wealth_mgmt.

UBS is withdrawing from the Protocol for Broker Recruiting Agreement, making it the second wirehouse and original member of the arrangement to do so after Morgan Stanley withdrew from it in October. UBS did not comment on Bressler Amery Ross’ procedure for publicly sharing the notifications of withdrawals.

“Bressler hasn’t passed along the notice of withdrawals it has received to the other signatories in a timely manner. Worse, this cannot be overlooked as a mere omission,” Ash said in a statement. “Bressler affirmatively refused to disclose withdrawals upon receipt–first ignoring my requests, then after multiple emails and calls, denying my requests.” Ash also said in a statement last week that she learned on Nov. 13 that two additional brokerages had submitted withdrawal letters from the protocol agreement on Nov. 6 and Nov. 9, respectively. But she said the law firm should have notified her legal firm prior to Nov. 13, when Bressler Amery Ross releases its weekly report brokerages joining and leaving the agreement. Hamburger Law Firm helps financial advisors transition from one firm to another, often with a coordinated plan of action to bring clients along with them.

Read more here.

Comments are closed.

@BresslerLaw “hasn’t passed along the notice of withdrawals it has received to the other signatories in a timely manner”. Sharron Ash @HamburgerLaw speaks with @Mike_Thrasher @wealth_mgmt.

UBS is withdrawing from the Protocol for Broker Recruiting Agreement, making it the second wirehouse and original member of the arrangement to do so after Morgan Stanley withdrew from it in October. UBS did not comment on Bressler Amery Ross’ procedure for publicly sharing the notifications of withdrawals.

“Bressler hasn’t passed along the notice of withdrawals it has received to the other signatories in a timely manner. Worse, this cannot be overlooked as a mere omission,” Ash said in a statement. “Bressler affirmatively refused to disclose withdrawals upon receipt–first ignoring my requests, then after multiple emails and calls, denying my requests.” Ash also said in a statement last week that she learned on Nov. 13 that two additional brokerages had submitted withdrawal letters from the protocol agreement on Nov. 6 and Nov. 9, respectively. But she said the law firm should have notified her legal firm prior to Nov. 13, when Bressler Amery Ross releases its weekly report brokerages joining and leaving the agreement. Hamburger Law Firm helps financial advisors transition from one firm to another, often with a coordinated plan of action to bring clients along with them.

Read more here.

Comments are closed.