Advanced Notifications
July 2012
Adviser SRO Bill Stalls Upon Introduction of User Fee Bill
June 2012
MarketCounsel Writes to Congress Opposing the Adviser SRO Bill
April 2012
MarketCounsel’s Comments on SEC’s Red Flags Rules Proposal
Final ERISA Fee Disclosure Rules
February 2012
SEC Proposes Identity Theft Red Flags Rules
June 2011
SEC Finalized Guidance for the “Switch” and Private Fund Management Registration
January 2011
SEC Releases Self-Regulatory Organization and Fiduciary Reports
November 2010
SEC New Rule Proposals to Implement Amendments to the Investment Advisers Act of 1940
July 2010
June 2010
SEC Adopts New Rule Regarding “Pay to Play”
Ban on Naked Short Selling
May 2010
(877) MKT-CNSL
