#MSUM17 Headliners and faculty announced. The time is now to join us December 4-7 at the iconic Fontainebleau in Miami Beach.

November 20th, 2017

Read the press release here.

“I think there are a large collection of advisers upset and who feel they have been gamed.” Sharron Ash @HamburgerLaw talks with @JohnAidanByrne @nypost.

November 20th, 2017

Morgan Stanley has locked the gates to keep its high-priced wealth management brokers from fleeing. “I think there are a large collection of advisers upset and who feel they have been gamed,” said Sharron Ash, chief litigation counsel for the Hamburger Law Firm. “They joined Morgan [Stanley] under the protocol and now the rug has […]

Marc Cohen (@mcohen429) speaks to @Wealth_Mgmt at #SchwabIMPACT @Schwab4RIAs.

November 17th, 2017

Advisor conferences come in all sizes. MarketCounsel’s Marc Cohen compares and contrasts. Watch here.

“There’s really only one way to ‘fix’ the protocol – it’s for the SEC to amend Regulation S-P to codify the broker protocol for all” @newsfromIN editorial from Sharron Ash @HamburgerLaw.

November 16th, 2017

Read more here.

“The rule allows brokers, who are often the first ones to notice that a client is being exploited, to step in”. @danbernstein speaks with @VeronicaDagher @WSJ.

November 16th, 2017

Financial advisers are increasingly using their ability to oversee client assets to root out and prevent one of the biggest problems facing older Americans: financial fraud.  This problem… has gotten so acute that financial regulators earlier this year approved a new rule aimed at safeguarding client assets from being distributed. “The rule allows brokers, who […]

Today, we released the full curriculum for #MSUM17 and I don’t mean to spoil it, but it’s AMAZING! Don’t miss out… see you in Miami!

November 13th, 2017

Matt Brinker @mkbrinker, Chief Business Development Officer of @United_Capital, and John Hyland @hylandcfp, Executive Officer of @privateADVgroup, join the faculty of #MSUM17 to discuss the challenges inherent in expanding a firm.

November 11th, 2017

Russ Hill, CEO of Halbert Hargrove @HHadvisor and a longstanding pillar of the #MSUM17 community, joins the faculty to share lessons learned on passing the baton to successors.

November 11th, 2017

Knut Rostad, President of The Institute for the Fiduciary Standard @CmtForFiduciary, joins an esteemed panel at #MSUM17 to distinguish broker and advisor models.

November 11th, 2017

@RIABiz: Reveals #MSUM17 curriculum; “wattage of the MarketCounsel Summit just shot up”; conference value “rising like a growth stock” with @HDelux

November 10th, 2017

During the interview revealing the curriculum, Southall said, “You need to stop; this is just too much.” Read more.