As leaders in the securities industry, we have the resources and knowledge to educate industry professionals on a wealth of topics. Brian Hamburger, a nationally-recognized expert on investment adviser regulatory compliance matters, consistently receives among the highest rankings for presentation content and quality at events nationwide. Whether you are a professional organization or an industry participant looking to educate others on various issues within our realm of expertise, we welcome the opportunity to work with you to produce effective results for your event.
If your conference or seminar is looking for a dynamic and energetic speaker to discuss the intricacies of becoming an investment adviser, including what to expect and common pitfalls, as well as issues faced by advisors shortly after registration then one of our presentations geared towards new entrants in the industry will leave your attendees feeling well-prepared for the road ahead. If, however, your audience is primarily comprised of experienced practitioners, let us present some practical, hands-on issues such as preparing for regulatory examinations, books & recordkeeping, and a host of pertinent ongoing compliance matters.
In addition to traditional securities industry organizations, Brian has addressed various investment adviser and broker-dealer groups at their compliance meetings, attorney, CPA, and CFP® continuing education programs, as well as entrepreneurial and technology forums across the country. Due to the candor and proprietary material and content in our presentations, MarketCounsel does not participate in conferences and seminars aimed primarily at regulatory and compliance professionals.
With his practical approach to compliance and his experience in balancing both the legal and business issues, Brian’s presentations are geared to elicit an action-oriented response from attendees. If you would like to inquire into having Brian Hamburger educate and entertain your audience at your next conference or seminar, please complete the following booking inquiry.