About the Firm

MarketCounsel Team

MarketCounsel is the leading business and regulatory compliance consultancy to the country’s preeminent independent investment advisers throughout all stages of their lifecycle.  From its roots in 2000, MarketCounsel has been steadfast in its mission to deliver solutions to the most substantial challenges faced by entrepreneurs in this fast-growing and highly-regulated industry and it has emerged as one of its most effective advocates. From the initial launch of an adviser to its regulatory compliance management platform, and from its business growth to its succession strategies, MarketCounsel consistently delivers trusted counsel within an extraordinary service experience by leveraging the finest minds in the industry, advanced technologies and sound business processes.  The firm’s annual event, the MarketCounsel Summit, has become the premier gathering for the country’s leading growth-oriented, independent investment advisers and serves as both a spark and catalyst for conversation among the industry’s leaders.


MarketCounsel Prospective Advisors

RIA Exploration, RIA Incubator, and coordination with legal counsel.

MarketCounsel Independent Advisors

Compliance Management Programs, RIA Refresh, Member Academy, RIAglass and coordination with legal counsel.

MarketCounsel Financial Institutions

Custom Consulting program encompasses Speaker’s Bureau, Writer’s Bureau, Verification Services and Litigation Support.