MarketCounsel is the leading business and regulatory compliance consultancy to the country’s preeminent independent investment advisers throughout all stages of their lifecycle. From its roots in 2000, MarketCounsel has been steadfast in its mission to deliver solutions to the most substantial challenges faced by entrepreneurs in this fast-growing and highly-regulated industry and it has emerged as one of its most effective advocates. From the initial launch of an adviser to its regulatory compliance management platform, and from its business growth to its succession strategies, MarketCounsel consistently delivers trusted counsel within an extraordinary service experience by leveraging the finest minds in the industry, advanced technologies and sound business processes. The firm’s annual event, the MarketCounsel Summit, has become the premier gathering for the country’s leading growth-oriented, independent investment advisers and serves as both a spark and catalyst for conversation among the industry’s leaders.
The RIA Incubator
FOR PROSPECTIVE ADVISERSThe launch pad for the country’s most successful investment financial advisers pursuing independence.
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Compliance Management Programs
FOR EXISTING ADVISERSAvails the country’s preeminent advisers to a sophisticated and top-tier, yet scalable, compliance solution.
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Custom Consulting
FOR FINANCIAL INSTITUTIONSAbout the Firm
Consulting
RIA Exploration, RIA Incubator, and coordination with legal counsel.
Compliance Management Programs, RIA Refresh, Member Academy, RIAglass and coordination with legal counsel.
Custom Consulting program encompasses Speaker’s Bureau, Writer’s Bureau, Verification Services and Litigation Support.
We are really, really pleased with the relationship with MarketCounsel; It is working out splendidly for us. From the way you are always trying to improve your systems, your turn around time, and the way you work with clients – your service is right where we need it to be. You have promised to help make our lives a little easier in the compliance area and you have done exactly that
We really are appreciative of all the hard work you have conducted for us. We are really pleased and secure knowing that all of you have our best interests at heart. It helps us to conduct our business with confidence and a feeling of security. You should know that your efforts and commitment do indeed make a difference to your underlying clients. THANKS for all your support and dedication to us
I just know the money I spend for your good counsel allows me to sleep at night, and focus on the important things like my clients
You know we came from a very frustrating relationship with [another service provider]. I can’t tell you how happy we are with the service and support we have received from you. Your responsiveness combined with staying on top of us to follow through on our responsibilities has been phenomenal
I’ve met a lot of securities attorneys over the years and never have I come across a firm that really understands the business and regulatory environment the way that you guys do. I absolutely believe that you offer the best and most practical advice of any firms I have worked with in the past
